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01/12/2021

Delivery Hero SE: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution

DGAP-PVR: Delivery Hero SE: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution

Delivery Hero SE
12.01.2021 / 15:27
Dissemination of a Voting Rights Announcement transmitted by DGAP - a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.

Notification of Major Holdings

1. Details of issuer
Name: Delivery Hero SE
Street: Oranienburger Straße 70
Postal code: 10117
City: Berlin
Germany
Legal Entity Identifier (LEI): 529900C3EX1FZGE48X78

2. Reason for notification
  Acquisition/disposal of shares with voting rights
  Acquisition/disposal of instruments
  Change of breakdown of voting rights
X Other reason:
Notification is triggered due to the non application of the Trading Book Exemption which is available under Sect. 36 Para. 1 WpHG

3. Details of person subject to the notification obligation
Legal entity: Morgan Stanley
City of registered office, country: Wilmington, Delaware, United States of America (USA)

4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
 

5. Date on which threshold was crossed or reached:
01 Jan 2021

6. Total positions
  % of voting rights attached to shares
(total of 7.a.)
% of voting rights through instruments
(total of 7.b.1 + 7.b.2)
Total of both in %
(7.a. + 7.b.)
Total number of voting rights pursuant to Sec. 41 WpHG
New 3.89 % 3.53 % 7.42 % 199377935
Previous notification n/a % n/a % n/a % /

7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
ISIN Absolute In %
  Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
DE000A2E4K43 0 7747402 0.00 % 3.89 %
Total 7747402 3.89 %

b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
Type of instrument Expiration or maturity date Exercise or conversion period Voting rights absolute Voting rights in %
Call Option From 19.03.2021 to 18.03.2022 at any time 1631600 0.82 %
Right of recall over securities lending agreements at any time at any time 2024719 1.02 %
    Total 3656319 1.83 %

b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
Type of instrument Expiration or maturity date Exercise or conversion period Cash or physical settlement Voting rights absolute Voting rights in %
Retail Structured Product From 22.06.2068 to 05.11.2070 at any time Cash 73388 0.04 %
Retail Structured Product - Warrant From 17.03.2021 to 19.03.2021 at any time Cash 70357 0.04 %
Equity Swap From 29.03.2021 to 27.03.2029 at any time Cash 963342 0.48 %
Retail Structured Product - Note 07.09.2021 at any time Cash 2 0.00 %
Compound Option From 07.09.2021 to 12.12.2022 at any time Cash 1173 0.00 %
Put Option From 19.03.2021 to 17.12.2021 at any time Physical 130200 0.07 %
Convertible Bond From 23.01.2024 to 15.01.2028 at any time Physical 2142657 1.07 %
      Total 3381119 1.70 %

8. Information in relation to the person subject to the notification obligation
  Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
X Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

Name % of voting rights (if at least 3% or more) % of voting rights through instruments (if at least 5% or more) Total of both (if at least 5% or more)
Morgan Stanley % % %
Morgan Stanley Capital Management, LLC % % %
Morgan Stanley Domestic Holdings, Inc. % % %
Morgan Stanley Capital Services LLC % % %
- % % %
Morgan Stanley % % %
Morgan Stanley Capital Management, LLC % % %
Morgan Stanley Domestic Holdings, Inc. % % %
Morgan Stanley & Co. LLC % % %
- % % %
Morgan Stanley % % %
Morgan Stanley International Holdings Inc. % % %
Morgan Stanley International Limited % % %
Morgan Stanley Investments (UK) % % %
Morgan Stanley & Co. International plc % % %
- % % %
Morgan Stanley % % %
Morgan Stanley Capital Management, LLC % % %
Morgan Stanley Domestic Holdings, Inc. % % %
Morgan Stanley & Co. LLC % % %
Prime Dealer Services Corp. % % %
- % % %
Morgan Stanley % % %
Morgan Stanley International Holdings Inc. % % %
Morgan Stanley Asia Holdings Limited % % %
Morgan Stanley Asia Regional (Holdings) III LLC % % %
Morgan Stanley (Singapore) Holdings Pte. Ltd. % % %
Morgan Stanley Investment Management Company % % %
- % % %
Morgan Stanley % % %
Morgan Stanley Capital Management, LLC % % %
Morgan Stanley Domestic Holdings, Inc. % % %
Morgan Stanley Investment Management Inc. % % %
- % % %
Morgan Stanley % % %
Morgan Stanley International Holdings Inc. % % %
Morgan Stanley B.V. % % %
- % % %
Morgan Stanley % % %
Morgan Stanley Capital Management, LLC % % %
Morgan Stanley Domestic Holdings, Inc. % % %
E*TRADE Financial Holdings, LLC % % %
ETCM Holdings, LLC % % %
E*TRADE Securities LLC % % %

9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)

Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
Proportion of voting rights Proportion of instruments Total of both
% % %

10. Other explanatory remarks:
The notification is triggered due to the non-application of the Trading Book Exemption which is available under Sect. 36 Para. 1 WpHG to the holdings of Morgan Stanley & Co. International plc following the UK leaving the EU. Please note, the Trading book exemption continues to be applied by Morgan Stanley Europe SE to its holdings of 0.17% as of 1st January 2021. 

Date
08 Jan 2021



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